Morgan Stanley Agrees to Pay $5 Million for Reg SHO Violations in Prime Brokerage Swaps Business
Business

Morgan Stanley Agrees to Pay $5 Million for Reg SHO Violations in Prime Brokerage Swaps Business

Washington, DC (STL.News) The Securities and Exchange Commission today announced settled charges against Morgan Stanley & Co. LLC for violations...
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Marathon Oil Announces Early Tender Results Of Tender Offer For Up To $500,000,000 Of Its 2.800% Senior Notes Due 2022
Business

Marathon Oil Announces Early Tender Results Of Tender Offer For Up To $500,000,000 Of Its 2.800% Senior Notes Due 2022

HOUSTON, TX (STL.News) Marathon Oil Corporation (NYSE:MRO) announced today the early tender results for its previously announced cash tender offer...
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Mesothelioma Compensation Center Appeals to a Public Utility or Waterworks Worker with Mesothelioma
Business

Mesothelioma Compensation Center Appeals to a Public Utility or Waterworks Worker with Mesothelioma

Mesothelioma Compensation Center Appeals to a Public Utility or Waterworks Worker with Mesothelioma to Call Attorney Erik Karst of Karst...
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US DOL awards additional funding to Rhode Island for Grant responding to Opioid Crisis
Business

US DOL awards additional funding to Rhode Island for Grant responding to Opioid Crisis

WASHINGTON, DC (STL.News) The U.S. Department of Labor today announced additional funding for an opioid-crisis National Health Emergency Dislocated Worker...
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Jacobs Selected by United Kingdom Atomic Energy Authority to Support Nuclear Fusion Research
Business

Jacobs Selected by United Kingdom Atomic Energy Authority to Support Nuclear Fusion Research

DALLAS, TX (STL.News) Jacobs (NYSE:J) was selected by the United Kingdom Atomic Energy Authority (UKAEA) to support research into nuclear...
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SEC files Administrative Proceeding against Michael Schneider, CPA
Business

SEC files Administrative Proceeding against Michael Schneider, CPA

Washington, DC (STL.News) The US Securities and Exchange Commission issued an Administrative Proceeding and Cease-and-Desist Proceeding against Michael Schneider, CPA...
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VF Corporation Announces Second Quarter Fiscal 2021 Earnings and Conference Call Date
Business

VF Corporation Announces Second Quarter Fiscal 2021 Earnings and Conference Call Date

DENVER, CO (STL.News) VF Corporation (NYSE: VFC) plans to release its second quarter fiscal 2021 financial results on Friday, October...
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SEC Charges Manitex International and Three Former Senior Executives With Accounting Fraud
Business

SEC Charges Manitex International and Three Former Senior Executives With Accounting Fraud

Washington, DC (STL.News) The Securities and Exchange Commission today announced settled charges against Manitex International, Inc., a Bridgeview, Illinois manufacturer...
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SEC files Administrative Proceeding against David C. Coggins
Business

SEC files Administrative Proceeding against David C. Coggins

Washington, DC (STL.News) The US Securities and Exchange Commission file an Administrative Proceeding, File No. 3-20095 against David C. Coggins,...
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Federal Reserve Board Announces Termination of Enforcement Action
Business

Federal Reserve Board Announces Termination of Enforcement Action

Federal Reserve Board announces termination of enforcement actions with Habib Bank Limited and Habib Bank Limited New York Branch and...
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SEC charges Corbin L. Lambert for conducting fraudulent “Cherry-Picking” scheme
Business

SEC charges Corbin L. Lambert for conducting fraudulent “Cherry-Picking” scheme

Washington, DC (STL.News) The Securities and Exchange Commission today charged Lincoln, Nebraska resident Corbin L. Lambert, the former CEO of...
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Textron to Release Third Quarter Results on October 29, 2020
Business

Textron to Release Third Quarter Results on October 29, 2020

PROVIDENCE, RI (STL.News) Textron Inc. (NYSE:TXT) will release its third quarter 2020 financial results on Thursday morning, October 29, 2020.Textron...
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SEC files Administrative Proceeding against JP Morgan Securities, LLC
Business

SEC files Administrative Proceeding against JP Morgan Securities, LLC

Washington, DC (STL.News) The US Securities and Exchange Commission has filed an Administrative Proceeding against JP Morgan Securities, LLC pursuant...
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H&R Block Study Reveals Majority of Small Business Owners Need Advice to Recover from Pandemic
Business

H&R Block Study Reveals Majority of Small Business Owners Need Advice to Recover from Pandemic

KANSAS CITY, MO (STL.News) A majority of small business owners say in the wake of the pandemic, they need one-to-one...
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Nordstrom Bans Fur and Exotic Animal Skins
Business

Nordstrom Bans Fur and Exotic Animal Skins

Leading fashion retailer, in partnership with the Humane Society of the United States, committed to stop the sale of fur and exotic...
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Fiat Chrysler Agrees to Pay $9.5 Million Penalty for Disclosure Violations
Business

Fiat Chrysler Agrees to Pay $9.5 Million Penalty for Disclosure Violations

Washington, DC (STL.News) The Securities and Exchange Commission today announced that Fiat Chrysler Automobiles N.V., a London-based public company that...
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CFTC Charges Laino Group Limited d.b.a. PaxForex with Offering Illegal Leveraged Transactions
Business

CFTC Charges Laino Group Limited d.b.a. PaxForex with Offering Illegal Leveraged Transactions

CFTC Charges Laino Group Limited d.b.a. PaxForex with Offering Illegal Leveraged Transactions in Ether, Litecoin, and BitcoinWashington, DC (STL.News) The...
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SEC Issues $1.8 Million Whistleblower Award to a Company Outsider
Business

SEC Issues $1.8 Million Whistleblower Award to a Company Outsider

Marks 100th Individual Awarded Under Whistleblower ProgramWashington, DC (STL.News) The Securities and Exchange Commission today announced an award of over...
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SEC Proposes Rules to Extend Regulations ATS and SCI to Treasuries and Other Government Securities Markets
Business

SEC Proposes Rules to Extend Regulations ATS and SCI to Treasuries and Other Government Securities Markets

Proposed Rules Would Enhance Operational Transparency and System Integrity for Government Securities Alternative Trading Systems; Agency Also Issues a Concept...
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SEC Charges Amazon Finance Manager, Laksha Bohra and Family With Insider Trading
Business

SEC Charges Amazon Finance Manager, Laksha Bohra and Family With Insider Trading

Washington, DC (STL.News) The Securities and Exchange Commission today charged a former finance manager at Amazon.com Inc. and two family...
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CFTC Orders Thomas Donino and FNY Partners Fund, LP to Pay $585,000 for Spoofing
Business

CFTC Orders Thomas Donino and FNY Partners Fund, LP to Pay $585,000 for Spoofing

Washington, DC (STL.News) — The Commodity Futures Trading Commission today issued two orders filing and settling charges against Thomas Donino...
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