FINRA Bars Research Analyst Brian Maguire for Insider Trading

Posted on September 2, 2021Comments Off on FINRA Bars Research Analyst Brian Maguire for Insider Trading

WASHINGTON, DC (STL.News) The Financial Industry Regulatory Authority (FINRA) announced today that it had barred former Goldman Sachs & Co. research analyst Brian Maguire for twice purchasing securities after he learned a fellow analyst was upgrading his recommendation in impending research reports and for lying to FINRA staff about his trading. Jessica Hopper, Executive Vice […]

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Comments Off on FINRA Bars Research Analyst Brian Maguire for Insider Trading