SEC – Administrative Proceeding – Intervest – Craig L. Carson

Posted on June 14, 2021Comments Off on SEC – Administrative Proceeding – Intervest – Craig L. Carson

WASHINGTON, DC (STL.News) The Securities and Exchange Commission (SEC) filed an Administrative Proceeding (File No. 3-20366) against Intervest International Inc. and Craig L. Carson on June 14, 2021, for Order Instituting Administrative and Cease-and-Desist Proceeding, Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Sections 203 (e), 203(f), and 203(k) of the Investment Advisers Act of 1940, Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order.

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Comments Off on SEC – Administrative Proceeding – Intervest – Craig L. Carson